Search for: "Hester M. Peirce" Results 181 - 200 of 300
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SEC’s Gensler cautions crypto, signals potential rules on swaps that brought down Archegos
22 Jul 2021, 6:13 am by John Jascob
and a partner at Foley & Lardner, noted that former CFTC Chair Tim Massad and SEC Commissioner Hester [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: December 6-12, 2024
13 Dec 2024, 6:30 am
Cantwell, Jane Shvets, Andrew M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Forum Attracts Numerous Citations from Courts, Legislators, Regulators, and National Organizations
15 Jun 2020, 6:23 am
Statements and Speeches by SEC Commissioners and high-ranking officials including by: SEC Commissioner Hester [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: December 6-12, 2024
13 Dec 2024, 6:30 am
Cantwell, Jane Shvets, Andrew M. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Crypto: Bringing Down the Hammer . . . Or Not?
3 Nov 2023, 3:15 am by Liz Dunshee
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
SEC Investor Advisory Committee examines digital engagement practices
14 Sep 2021, 11:07 am by John Jascob
Commissioner Peirce said trading platforms are expanding investor access and opportunity, and innovation [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
The Rise of Standardized ESG Disclosure Frameworks in the United States
22 Jun 2020, 5:59 am
Posted by Catherine M. Clarkin, Melissa Sawyer, and Joshua L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
House to hold two hearings on the CFPB this week
20 May 2014, 5:57 pm by Tina Shin
M. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Weekly Roundup: March 7-13, 2025
14 Mar 2025, 6:30 am
Saturday, March 8, 2025 Tags: circuit courts, Climate, Climate Disclosure, SEC Remarks by Commissioner Peirce [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: March 7-13, 2025
14 Mar 2025, 6:30 am
Saturday, March 8, 2025 Tags: circuit courts, Climate, Climate Disclosure, SEC Remarks by Commissioner Peirce [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The SEC’s Money Market Fund Reforms
22 Aug 2023, 6:30 am
Cohen, and Devon M. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The SEC’s Money Market Fund Reforms
22 Aug 2023, 6:30 am
Cohen, and Devon M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: May 10–16, 2019
17 May 2019, 6:06 am
M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Blockchain Blog – June 16, 2025
16 Jun 2025, 1:58 am by Robert A. Musiala Jr., Keith R. Murphy, John E. Robertson, Jonathan Cardenas
Atkins, Commissioner Hester M. Peirce and Commissioner Caroline A. [read post]
Employment Class Action Blog - http://www.employmentclassactionreport.com/
Lighting a Candle
12 Nov 2024, 5:31 pm by Robert B. Lamm
astonishingly broad and prescriptive (and in that regard I urge you to read the dissent written by Commissioner Hester [read post]
The Securities Edge - http://www.thesecuritiesedge.com/
SEC Adopts Amendments to Modernize Fund Shareholder Reports and Disclosures
2 Dec 2022, 6:31 am
Farrar, Eric M. Diamond, Joseph A. Hearn, and Frederick Wertheim. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Adopts Amendments to Modernize Fund Shareholder Reports and Disclosures
2 Dec 2022, 6:31 am
Farrar, Eric M. Diamond, Joseph A. Hearn, and Frederick Wertheim. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Charges Tech Exec With Impeding Whistleblower
14 Apr 2022, 11:26 am by Geoff Schweller
” SEC Commissioner Hester M. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
So Far, So Good
3 Mar 2025, 12:49 pm by Robert B. Lamm
It’s early days, but I’m pleased to report that the optimism I expressed about the SEC in [read post]
The Securities Edge - http://www.thesecuritiesedge.com/
SEC Shows Commitment to Whistleblower Program in Light of Recent Attacks
1 Sep 2022, 8:35 am by Geoff Schweller
July 27, the founding partners of whistleblower law firm Kohn, Kohn & Colapinto (KKC), Stephen M. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/