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SEC Goes After JP Morgan for Violating Whistleblower Protection Rule
18 Jan 2024, 9:33 am by luiza
  It is a point SEC Enforcement Director Gurbir Grewal made loud and clear in the SEC’s announcement [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
SEC Whistleblower Program “Integral” to Agency’s Record Enforcement Year
15 Nov 2022, 1:00 pm by Geoff Schweller
investors, hold wrongdoers accountable and deter future misconduct in our financial markets,” said Gurbir [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Charges Mining Company with Misleading Investors in its ESG Disclosures
29 May 2022, 4:45 pm by Stuart Kaplow
Sustainability Reports and other public filings to make informed investment decisions,” said Gurbir [read post]
Green Building Law Update - https://www.greenbuildinglawupdate.com/
SEC charges former Army financial counselor for defrauding Gold Star family members by unauthorized trading
7 Jul 2023, 1:28 pm by jeffreynewmanadmin
Craffy manipulated them to profit from their grief,” said Gurbir S. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Securities and Exchange Commission charges Terren S. Peizer, Executive Chairman of Ontrak Inc., a healthcare group of insider trading
1 Mar 2023, 12:59 pm by jeffreynewmanadmin
That’s insider trading, even when the trading is done through a 10b5-1 trading plan,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC Cracks down on 16 Wall Street Firms for Electronic Communications Failures 
28 Sep 2022, 12:37 pm by The White Law Group
  According to Gurbir S. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
$279 Million SEC Whistleblower Remains a Mystery
31 May 2023, 11:04 am by luiza
  From the words of Gurbir Grewal, the Director of Enforcement himself: The size of today’ [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
SEC charges New Jersey software company and senior employees with accounting misconduct Synchronoss to pay $12.5 million to settle
7 Jun 2022, 2:31 pm by jeffreynewmanadmin
significant corporate penalties and individual accountability, to address such misconduct,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC Enforcement: Commission Stands by “Gag Rule”
1 Feb 2024, 3:30 am by Liz Dunshee
don’t know the extent to which this materialized, but a couple years ago, Enforcement Director Gurbir [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
J.P. Morgan Settles with SEC for $18 Million 
16 Jan 2024, 9:08 am by The White Law Group
  Gurbir S. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC Charges yet Another Company for Violating Whistleblower Protection Rule
6 Oct 2023, 8:58 am by luiza
  In announcing the most recent settlement, SEC Director of Enforcement Gurbir S. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Complex Clients and Conflicts — Coinbase: Client Calling Constraints, Canadian Court on Prosecutor-Defence Paralegal Dating Conflict Makes for Mistrial
11 Dec 2024, 6:52 am by Dan Bressler
.'” “Armstrong then singled out Milbank LLP’s hire of Gurbir Grewal in October [read post]
Bressler Risk Blog - http://www.bresslerriskblog.com
NJ Gov Murphy Announces Legislation to Overhaul New Jersey’s Anti-Workplace Harassment Laws for Public and Private Employers
18 Feb 2020, 4:35 pm by Jon L. Gelman
culture that has allowed unlawful harassment to persist for too long,” said Attorney General Gurbir [read post]
Workers' Compensation - http://workers-compensation.blogspot.com/
Prager Medis CPA settles SEC suit for violations of auditor independence rules
17 Sep 2024, 10:10 am by jeffreynewmanadmin
we allege in these enforcement actions, Prager Metis fell short in all of these areas,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Paul Weiss Discusses Verdict in SEC “Shadow Trading” Case
14 Apr 2024, 9:01 pm by renholding
The SEC released a statement from Division of Enforcement Director Gurbir Grewal that the case was &ldquo [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
2022 SEC enforcement actions and year-end results
31 Mar 2023, 9:00 am by Tom Clarkson
investors, hold wrongdoers accountable and deter future misconduct in our financial markets,” said Gurbir [read post]
Griffin Durham Tanner Clarkson LLC Blog - https://griffindurham.com/blog/
Charles Schwab Cop to pay $200 million to the Securities & Exchange Commission regarding Schwabs automated software portfolio management services
13 Jun 2022, 6:56 am by jeffreynewmanadmin
rsquo; returns when in reality it was decided by how much money the company wanted to make,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Is “AI Washing” the New “Greenwashing”? Government Enforcers Crack Down on New(ish) Ways of Defrauding Investors
15 Jan 2025, 9:58 am by Breezy Smoak
  The SEC’s Former Director of the Division of Enforcement, Gurbir Grewal, warned against [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Auditor Prager Metis Settles SEC Violating Auditor Independence rule
17 Sep 2024, 10:01 am by jeffreynewmanadmin
we allege in these enforcement actions, Prager Metis fell short in all of these areas,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
The Big Lessons from the SEC Speaks Conference 2024
25 Apr 2024, 9:05 pm by renholding
Overarching Enforcement Environment Gurbir Grewal, Director of the Enforcement Division, kicked off the [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/