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Vanessa Countryman, '05:Named Acting Secretary at the Securities and Exchange Commission
27 Feb 2019, 9:51 am by afruland
Vanessa Countryman, '05:Named Acting Secretary at the Securities and Exchange Commission [read post]
University of Chicago Law School News - https://www.law.uchicago.edu/news
Testimony on Oversight of the U.S. Securities and Exchange Commission
12 Dec 2018, 6:03 am
Securities and Exchange Commission, on Wednesday, December 12, 2018 Editor's Note: Jay Clayton& [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Madoff, Investors, and the Securities and Exchange Commission (SEC)
5 Feb 2009, 12:13 pm
Securities and Exchange Commission ( SEC ) as related to the Madoff ponzi scheme: The Securities and [read post]
Criminal Law Library Blog - http://www.criminallawlibraryblog.com/
Securities and Exchange Commission awards $22 million to two whistleblowers for revealing securities violations
13 May 2021, 1:35 pm by jeffreynewmanadmin
The Securities and Exchange Commission today announced awards totaling approximately $22 million to two [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Testimony by Chairman Clayton on Oversight of the Securities and Exchange Commission
18 Nov 2020, 5:57 am
Securities and Exchange Commission, on Wednesday, November 18, 2020 Editor's Note: Jay Clayton& [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Securities & Exchange Commission strengthens its whistleblower program with new changes
27 Aug 2022, 6:44 am by jeffreynewmanadmin
The Securities and Exchange Commission has added two amendments to its whistleblower program. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Jay Clayton to head Securities & Exchange Commission
4 Jan 2017, 2:16 pm by Michael Simkovic
President-elect Trump intends to nominate Sullivan & Cromwell partner Jay Clayton to head the Securities [read post]
Brian Leiter's Law School Reports - https://leiterlawschool.typepad.com/leiter/
Securities And Exchange Commission Investigating GWG L Bonds
3 Dec 2021, 12:37 pm by Silver Law Group
The Securities and Exchange Commission (SEC) is investigating GWG Holdings $2 billion L Bond, according [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Securities and Exchange Commission awards $18 million to three whistleblowers
19 Jan 2023, 1:03 pm by jeffreynewmanadmin
The Securities and Exchange Commission today announced three awards totaling approximately $18 million [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Securities and Exchange Commission files suit against New Hampshire firm LBRY for failure to register offering of securities LBRY Token
31 Mar 2021, 12:55 pm by jeffreynewmanadmin
The Securities and Exchange Commission (SEC) has filed a civil suit against New Hampshire firm LBRY saying [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Securities and Exchange Commission Addresses Virtual Currencies and Blockchain Technology
3 Aug 2017, 6:06 am by Ernest Holtzheimer
On July 25, 2017, the SEC issued a Report of Investigation under Section 21(a) of the Securities Exchange [read post]
Private Business Counsel - https://corporateblog.mmwr.com/
"U.S. Securities and Exchange Commission ratifies administrative law judges"
30 Nov 2017, 12:12 pm
Securities and Exchange Commission ratifies administrative law judges": Pete Schroeder of Reuters [read post]
How Appealing - http://howappealing.abovethelaw.com
What is the largest whistleblower reward issued by the Securities & Exchange Commission?
14 May 2025, 11:42 am by jeffreynewmanadmin
In May 2023, The Securities and Exchange Commission announced the largest-ever award, nearly $279 million [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Securities & Exchange Commission awards more than $37 Million to a whistleblower
17 Jul 2024, 11:36 am by jeffreynewmanadmin
The Securities and Exchange Commission announced an award of more than $37 million to a whistleblower [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Securities and Exchange Commission awards more that $104 million to seven whistleblowers
4 Aug 2023, 9:31 am by jeffreynewmanadmin
The Securities and Exchange Commission has announced awards of more than $104 million to seven individuals [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
U.S. Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission”
10 Dec 2019, 10:43 am
Securities and Exchange Commission, on Tuesday, December 10, 2019 Editor's Note: Jay Clayton is [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Supreme Court Rules SEC ALJs Are “Officers” Under Appointments Clause in Lucia v Securities and Exchange Commission
28 Jun 2018, 6:00 am by DONALD SCARINCI
In Lucia v Securities and Exchange Commission, the U.S. [read post]
Constitutional Law Reporter - https://constitutionallawreporter.com/
Securities and Exchange Commission Issues Final Rules on Regulation A+
13 Apr 2015, 6:51 am by Matthew Landis
On Wednesday, March 25, 2015, the Securities and Exchange Commission adopted final rules that will assist [read post]
Lancaster Law Blog - http://www.lancasterlawblog.com/
SEC Testimony: Oversight of the Securities and Exchange Commission: Wall Street’s Cop on the Beat
25 Sep 2019, 6:02 am
Securities and Exchange Commission, on Wednesday, September 25, 2019 Editor's Note: Jay Clayton [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Barclays agrees to pay $361 million to settle Securities & Exchange Commission charges of over-issuances of Securities and insufficient internal controls
29 Sep 2022, 2:03 pm by jeffreynewmanadmin
The Securities and Exchange Commission charged Barclays PLC and Barclays Bank PLC (BBPLC) in connection [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/