Search for: "Kara M. Stein, U.S. Securities and Exchange Commission," Results 1 - 20 of 43
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Keeping Pace with Digital Disruption in our Securities Marketplace
6 Mar 2015, 6:04 am by Kara M. Stein, U.S. Securities and Exchange Commission,
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: March 3–9, 2017
10 Mar 2017, 6:09 am
Golden parachutes, Internal Revenue Code, IRS, Management, Stock options, Taxation Commissioner Stein [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: March 16–22, 2018
23 Mar 2018, 6:23 am
Securities and Exchange Commission, on Friday, March 16, 2018 Tags: Accounting, Disclosure [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: February 23–March 1, 2018
2 Mar 2018, 6:09 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: July 14–20, 2017
21 Jul 2017, 6:04 am
Lighting Our Capital Markets Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Disclosure in the Digital Age
11 May 2016, 6:10 am
Posted by Kara M Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
13 Oct 2018, 7:21 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement from Commissioner Stein on Regulation S-K
14 Apr 2016, 6:23 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
What Lies Ahead? The SEC in 2016
24 Feb 2016, 6:16 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
A Vision for Data at the SEC
3 Nov 2016, 1:03 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Lighting Our Capital Markets
14 Jul 2017, 6:20 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Improving Information for Investors in the Digital Age
25 Oct 2018, 6:29 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Increasing Transparency of Alternative Trading Systems
24 Nov 2015, 5:59 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks on Securities Market Regulation
24 Jan 2018, 6:12 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Commissioner Stein Supporting Statement on the Proposed Universal Proxy Rule
27 Oct 2016, 6:43 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance
15 Feb 2018, 6:43 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Consideration of 2016 PCAOB Budget and Support Fee
22 Mar 2016, 6:17 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks on ETFs, Disclosure, and Investor Trust
9 Dec 2017, 7:00 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks on ETFs, Disclosure, and Investor Trust
8 Dec 2017, 9:00 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Public Company Cybersecurity Disclosures
23 Feb 2018, 6:15 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/