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Implications of the SEC’s Plans to Amend Rule 15b9-1
4 Apr 2015, 6:44 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Nazareth and Jeffrey T. Dinwoodie that first appeared in Traders Magazine. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Why the Market Should Care About Proposed Clearing Agency Requirements
7 Apr 2014, 6:24 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Nazareth and Jeffrey T. Dinwoodie that first appeared in Traders Magazine. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure
7 Jan 2015, 5:50 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Schwartz, Jeffrey T. Dinwoodie, and Zachary J. Zweihorn. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Implications of the SEC’s Plans to Amend Rule 15b9-1
4 Apr 2015, 6:00 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Nazareth and Jeffrey T. Dinwoodie that first appeared in Traders Magazine. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
“Limit Up-Limit Down” Plan and Circuit Breakers Approved
13 Jun 2012, 6:15 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Schwartz, and Jeffrey T. Dinwoodie. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
A Way Forward for the SEC and Crypto: The SEC’s History of Tailoring Regulatory Frameworks for Nontraditional Securities
12 Mar 2024, 3:36 am by Jeffrey T. Dinwoodie
  Jeffrey T. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
Net Capital and Crypto
13 May 2025, 5:19 pm by Jeffrey T. Dinwoodie
  +++++++++++++++++++++++++++++ Jeffrey T. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
Case Western “Signifiers in Cyberspace” Conference Recap
2 Dec 2009, 7:16 am
Stacey thinks these aren’t TM issues. [read post]
Technology & Marketing Law Blog - http://blog.ericgoldman.org/
An Expanding “Exchange” Regulatory Construct? The Marketplace Awaits Key SEC Decisions
1 Nov 2024, 7:23 am by Jeffrey T. Dinwoodie
  ++++++++++++++++++ Jeffrey T. [read post]
Notice & Comment - https://www.yalejreg.com/nc/