Search for: "Elisse Walter, Commissioner, U.S. Securities and Exchange Commission," Results 1 - 19 of 19
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The Interrelationship Between Public and Private Securities Enforcement
11 Dec 2011, 6:17 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
International Coordination Among Regulators
31 Oct 2012, 5:42 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Enhancing Corporate Suffrage Through Proxy Access
27 Aug 2010, 6:17 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Final Rules for Consolidated Audit Trail
27 Jul 2012, 6:12 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Enhancing Disclosure in the Municipal Securities Market: What Now?
18 Nov 2012, 5:52 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Regulation of Cross-Border OTC Derivatives Activities: Finding the Middle Ground
24 Apr 2013, 6:29 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Reporting, Accounting, and Auditing in Financial Markets
20 Jun 2013, 6:14 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Financial Literacy, Investor Protection, and Public Service at the SEC
12 Apr 2013, 7:04 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Elisse B. Walter is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Commissioner Peirce at Meeting of the SEC Investor Advisory Committee
22 May 2020, 6:03 am
Posted by Hester Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Chairman Mary Schapiro is Stepping Down
27 Nov 2012, 9:30 pm by Christopher Tipler
Schapiro, the Chairman of the U.S. [read post]
RegBlog - https://www.theregreview.org/
The SEC Calls for Climate-Related Disclosures
28 Jan 2010, 2:57 pm by Jonathan H. Adler
The Securities and Exchange Commission voted 3-2 to issue an interpretive guidance to publicly traded [read post]
The Volokh Conspiracy - http://www.volokh.com/
SEC Signals Proxy Access Rules Not Likely To Be Effective For The 2010 Proxy Season, But It May Adopt Other Proxy And Risk Disclosure Enhancements In Time For 2010
6 Oct 2009, 9:23 am
On June 10, 2009, the Securities and Exchange Commission, or the SEC, proposed a comprehensive series [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
New SEC Chair: Mary Jo White
30 May 2013, 2:35 pm by Gregory K. Bader
Bader The mission of the U.S. [read post]
The Securities Edge - http://www.thesecuritiesedge.com/
A look ahead at the Biden Administration
10 Nov 2020, 7:19 am by John Jascob
Hester Peirce at the end of the Commission’s open meeting to adopt further revisions to Regulation [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: February 16–22, 2018
23 Feb 2018, 6:14 am
Jackson, Jr., U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Investment Adviser Oversight Act of 2012
25 Apr 2012, 10:52 pm by Hedge Fund Lawyer
McCarthy introduced their proposal in response to a Securities and Exchange Commission (SEC) study that [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Bipartisan Group of Former SEC Officials and Securities Experts Confirms Longstanding SEC Authority on Climate Disclosure
16 Jun 2022, 9:05 pm by Working Group on Securities Disclosure Authority
Securities and Exchange Commission on June 16, 2022. The full letter is available here.] [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Testimony Concerning the Discussion Draft of The Financial Stability Improvement Act
27 Nov 2009, 9:27 am
Editor's Note: Elisse Walter is a Commissioner of the Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Reviewing the 2009 Proxy Season And Looking Ahead to 2010
29 Nov 2009, 11:30 am
Overall, shareholders focused on many of the same issues as did Congress and the Securities and Exchange [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/