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A New Foundation for Financial Regulation?
22 Jun 2009, 2:31 pm
Guynn, Annette L. Nazareth, Margaret E. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Re-Proposes Rules on Security-Based Swaps
22 Jun 2015, 8:56 pm by Sabrina I. Pacifici
Regulation:  SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps, Annette [read post]
beSpacific - http://www.bespacific.com/
SEC Proposes Limits on Options Market Access Fees
30 Apr 2010, 7:24 am by Margaret E. Tahyar, Davis Polk & Wardwell LLP,
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Proposes Additional Transparency for “Dark Pools”
3 Dec 2009, 7:08 am
Editor's Note: This post is based on a Davis Polk & Wardwell LLP client memorandum by Annette [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Proposes Flash Order Ban, Announces Market Structure Review
24 Sep 2009, 8:28 am
(Editor's Note: This post comes is based on a Davis Polk &;amp; Wardwell LLP client memorandum [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Department of Labor’s Final Rule on “Fiduciary” Definition
21 Apr 2016, 6:18 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
New FINRA Equity and Debt Research Rules
11 Sep 2015, 6:24 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Fragmented Regulatory Landscape for Digital Tokens
26 Mar 2018, 5:58 am
Massari, Annette L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Amendments to Regulation SBSR
25 Aug 2016, 6:24 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Incentive Compensation for Financial Institutions: Reproposal
5 May 2016, 6:07 am
Posted by Annette L. Nazareth and Margaret E. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
U.S. Uncleared Swap Margin, Capital, and Segregation Rules
31 Jan 2016, 6:06 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC and CFTC Release Joint Report on Harmonization of Regulation
23 Oct 2009, 6:03 am
(Editor's Note: This post is based on a client memorandum from Davis Polk & Wardwell LLP [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
1 Feb 2011, 6:36 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Dodd-Frank Act Finalizes Swap Pushout Rule
7 Jul 2010, 6:13 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Supreme Court Review of SEC’s Authority to Seek Disgorgement
21 Nov 2019, 6:27 am
Posted by Greg Andres, Robert Cohen and Paul Nathanson, Davis Polk & Wardwell LLP, on Thursday, November [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Senate-House Conference Agrees on Final Volcker Rule
27 Jun 2010, 7:02 am by Margaret E. Tahyar, Davis Polk & Wardwell LLP,
Tahyar is a partner and member of the New York Financial Institutions Group at Davis Polk & Wardwell [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Regulation in the Era of Fintech
25 Apr 2021, 9:03 pm by Series of Essays
Polk and Wardwell LLP; Annette L. [read post]
RegBlog - https://www.theregreview.org/
Regulation of Financial Institutions
16 Nov 2009, 8:46 pm
Breslow, Partner, Schulte, Roth & Zabel LLP Dean Paul G. [read post]
Above the Law - http://abovethelaw.com/
Weekly Roundup: August 19–August 25, 2016
26 Aug 2016, 6:04 am
Hoang, Dorsey & Whitney LLP, on Tuesday, August 23, 2016 Tags: Charter & bylaws, Director nominations [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Harvard's Proxy Access Roundtable
9 Oct 2009, 5:58 am
L. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/